Background The Principles of Open Scholarly Infrastructure (POSI) provides a set of guidelines for operating open infrastructure in service to the scholarly community. It sets out 16 points to ensure that the infrastructure on which the scholarly and research communities rely is openly governed, sustainable, and replicable. Each POSI adopter regularly reviews progress, conducts periodic audits, and self-reports how they’re working towards each of the principles.
In 2020, Crossref’s board voted to adopt the Principles of Open Scholarly Infrastructure, and we completed our first self-audit.
In June 2022, we wrote a blog post “Rethinking staff travel, meetings, and events” outlining our new approach to staff travel, meetings, and events with the goal of not going back to ‘normal’ after the pandemic. We took into account three key areas:
The environment and climate change Inclusion Work/life balance We are aware that many of our members are also interested in minimizing their impacts on the environment, and we are overdue for an update on meeting our own commitments, so here goes our summary for the year 2023!
Metadata is one of the most important tools needed to communicate with each other about science and scholarship. It tells the story of research that travels throughout systems and subjects and even to future generations. We have metadata for organising and describing content, metadata for provenance and ownership information, and metadata is increasingly used as signals of trust.
Following our panel discussion on the same subject at the ALPSP University Press Redux conference in May 2024, in this post we explore the idea that metadata, once considered important mostly for discoverability, is now a vital element used for evidence and the integrity of the scholarly record.
For the third year in a row, Crossref hosted a roundtable on research integrity prior to the Frankfurt book fair. This year the event looked at Crossmark, our tool to display retractions and other post-publication updates to readers.
Since the start of 2024, we have been carrying out a consultation on Crossmark, gathering feedback and input from a range of members. The roundtable discussion was a chance to check and refine some of the conclusions we’ve come to, and gather more suggestions on the way forward.
We’ve just added to our input schema the ability to include affiliation information using ROR identifiers. Members who register content using XML can now include ROR IDs, and we’ll add the capability to our manual content registration form, participation reports, and metadata retrieval APIs in the near future. And we are inviting members to a Crossref/ROR webinar on 29th September at 3pm UTC.
The background
We’ve been working on the Research Organization Registry (ROR) as a community initiative for the last few years. Along with the California Digital Library and DataCite, our staff has been involved in setting the strategy, planning governance and sustainability, developing technical infrastructure, hiring/loaning staff, and engaging with people in person and online. In our view, it’s the best current model of a collaborative initiative between like-minded open scholarly infrastructure (OSI) organizations.
Last year, Project Manager Maria Gould described the case for publishers adopting ROR and ROR was ranked the number one priority at our last in-person annual meeting. Now it’s time that Crossref’s services themselves took up the baton to meet the growing demand.
The inclusion of ROR in the Crossref metadata will help everyone in the scholarly ecosystem make critical connections more easily. For example, research institutions need to monitor and measure their output by the articles and other resources their researchers have produced. Journals need to know with which institutions authors are affiliated to determine eligibility for institutionally sponsored publishing agreements. Funders need to be able to discover and track the research and researchers they have supported. Academic librarians need to easily find all of the publications associated with their campus.
Earlier this month, GRID and ROR announced that after working together to seed the community-run Research Organization Registry, GRID would be retiring from public service and handing the proverbial torch over to ROR as the scholarly community’s reliable universal open identifier for affiliations. That means that our members who have been using GRID now need to consider their move to ROR and think about how they can add ROR IDs into the metadata that they manage and share through Crossref.
The plan
We’ve been able to include ROR IDs for our grant metadata schema as affiliation information for two years, since July 2019. And the Australia Research Data Commons (ARDC) was the first member to add ROR IDs to the Crossref system in 2020. In early July, we completed the work to accept ROR IDs for affiliation assertions for all other types of records with an affiliation or institution element, such as journal articles, book chapters, preprints, datasets, dissertations, and many more.
Next, we will commence the plans to support ROR in our other tools and services, such as Participation Reports. We’ll work on alignment with the Open Funder Registry and share our plans to collect the information via the new user interface we’re developing for registering and managing metadata. Open Journal Systems (OJS) already has a ROR Plugin, developed by the German National Library of Science and Technology (TIB). This supports the collection of ROR IDs and future releases of this plugin and the OJS DOI plugin will allow including ROR IDs in the metadata sent to Crossref, to support thousands of our members to share ROR IDs via their Crossref metadata.
We also aim to add ROR to our metadata retrieval options, including the REST API, which recently saw the start of an unblocking with our move to a more robust technical foundation.
The call for participation
Many Crossref publishers, funders, and service providers are already planning to integrate ROR with their systems, map their affiliation data to ROR, and include ROR in Crossref metadata. In addition to publishers and funders, libraries, repositories, and other stakeholders are developing support for ROR. For example, the Plan S Journal Checker tool uses ROR IDs to let people check whether a particular journal is compliant with an author’s funder and institutional open access policies. In addition, the ROR website shows a growing list of active and in-progress ROR integrations.
Crossref members registering research grants via Altum’s ProposalCentral system can already add ROR IDs. Now those registering articles, books, preprints, datasets, dissertations, and other research objects, can start including much clearer and all-important affiliation metadata as part of their content registration going forward. As with all newly-introduced metadata elements, we recommend adding ROR IDs from now and ongoing, but planning a distinct project to backfill older records. We know that more than 80% of records have been updated and enriched at least once with additional and cleaner metadata, so as members do this routinely, they can include ROR IDs alongside updating URLs, license or funding information, and other metadata.